SEC Enters First Individual DPA
The SEC announced November 12th that it has entered its first DPA (deferred prosecution agreement) with an individual respondent. In a DPA, the SEC rewards substantial assistance to an important...
View ArticleShadow Regulation: A Call For Judicial Oversight To DPA’s Or NPA’s
On August 21, 2014, the United States Department of Justice announced a record 16.65 billion dollar agreement to resolve civil claims alleged against Bank of America for improperly concealing the risks...
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